Center for Corporate Governance

The Center for Corporate Governance

NYCLA’s Center for Corporate Governance is dedicated to educating legal practitioners, their clients, and others with an interest in corporate governance, in the best practices for corporations, their officers and in particular, their boards. The principles of corporate governance are evolving and in recent years quite quickly. Officers and board members need to be aware of their responsibilities and duties as the legal and practical landscape of what is acceptable and unacceptable conduct for boards and officers changes.

Many legal practitioners have clients who are among those who have such duties and responsibilities, and counsel must continue to educate themselves to be able to advise those clients. The Center for Corporate Governance and NYCLA has decided it is important for them to play a key role in this process not only with their members, but also in the legal community in the greater New York area.

While The Center and NYCLA recognize that there are other outstanding organizations playing a role in bettering Corporate Governance, we intend to work with a number of them to advance the goal of increasing the understanding of good Corporate Governance. The process of coordinating with various groups including universities, industry groups, foundations, and non-profit and for-profit entities has already begun.

NYCLA’s Center for Corporate Governance is Chaired by Gregory Markel, who can be reached at GMarkel@seyfarth.com

D & O Insurance
Three Industry Predictions. How Did We Do?

January 11, 2024
By Nelson Kefauver, Head of Profin Underwriting at Intact Insurance.

Linked with permission from Kevin LaCroix and The D&O Diary

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Director and Officer Liability
The Top Ten Stories in D&O of 2023

January 2, 2024
By Kevin LaCroix, RT ProExec

Linked with permission from Kevin LaCroix and The D&O Diary

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Securities Litigation
Ninth Circuit Revives in Part Facebook Privacy-Related Securities Suit

October 19, 2023
By Kevin LaCroix, RT ProExec

Linked with permission from Kevin LaCroix and The D&O Diary

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Securities Enforcement
Private Companies and SEC Enforcement Actions

October 18, 2023
By Kevin LaCroix, RT ProExec

Linked with permission from Kevin LaCroix and The D&O Diary

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Professional Liability Risks and Trends Series
Chair of the Center for Corporate Governance in the News

October 12, 2023
Gregory Markel, Chair of NYCLA’s Center for Corporate Governance, was recently quoted by Law 360 in its article Things to Know About High Court Whistleblower Case. He was also recently interviewed by PLUS BLOG about Professional Liability Risks and Trends

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Shareholders Derivative Litigation
Derivative Litigation: Board Lessons and Takeaways

October 4, 2023
By Greg Markel, Giovanna Ferrari and Sarah Fedner, Seyfarth Shaw LLP

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Shareholders Derivative Litigation
The Risks of Shareholder Derivative Suits and D&O Coverage

October 2, 2023
By Sam Vardy and Carey Lynn, Howden

Linked with permission from Kevin LaCroix and The D&O Diary

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Corporate Governance Flipbook
Your Guide to Effective Governance Practices

September 25, 2023

Seyfarth’s Securities & Fiduciary Duty Litigation attorneys are excited to introduce a valuable resource that we believe will greatly benefit your understanding of corporate governance and its impact on your organization – the Corporate Governance Flipbook.

Navigating the Landscape of Corporate Governance: In an ever-evolving business world, corporate governance plays a vital role in ensuring organizations operate with integrity, transparency, and accountability. Our Corporate Governance Flipbook has been meticulously crafted to serve as your compass in understanding the fundamentals of corporate governance and its application to various industries.

What You Can Expect: Our flipbook offers a comprehensive overview of the most critical principles of corporate governance, tailored to provide insights for directors, officers, shareholders, employees, investors, regulators, and experts across fields like crypto, cyber security, and economics.

Key Features:

  • Expertly Curated Content: Gain access to a wealth of knowledge that encapsulates the core principles of corporate governance. Our content is structured to empower you with a deep understanding of governance best practices.
  • Quick Reference Guide: Designed to be a convenient resource, the flipbook allows you to swiftly access guidance when faced with corporate governance challenges. 
  • Focused Approach: While the realm of corporate governance is vast, the flipbook zeroes in on the key duties of directors and officers, as commonly understood in the United States. This targeted approach ensures that you grasp the essential aspects of effective governance.

Request a Copy

Securities Litigation
Regional Bank Hit with Banking Crisis-Related Securities Suit

September 13, 2023
By Kevin LaCroix, RT ProExec

Linked with permission from Kevin LaCroix and The D&O Diary

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ESG
ESG-Related Suit Against Unilever Based on Ben & Jerry’s Board’s Resolution Dismissed

September 6, 2023
By Kevin LaCroix, RT ProExec

Linked with permission from Kevin LaCroix and The D&O Diary

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Corporate Governance Duties
Five Essential Corporate Governance Duties and Even More Takeaways To Avoid Violating Them

August 31, 2023
By Greg Markel, Gina Ferrari and Sarah Fedner, Seyfarth Shaw LLP

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Regulatory Enforcement
Sup. Ct. to Rule When Feds Must Provide Enforcement Action Jury Trial

August 16, 2023
By Gregory A. Markel and Gershon Akerman, Seyfarth Shaw LLP

Linked with permission from Kevin LaCroix and The D&O Diary

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ESG
Target Hit with ESG-Backlash Securities Suit

August 14, 2023
By Kevin LaCroix, RT ProExec

Linked with permission from Kevin LaCroix and The D&O Diary

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Securities & Fiduciary Duty Litigation
The Supreme Court Will Determine When Federal Agencies Must Provide for the Right to a Jury Trial in Civil Enforcement Actions

August 8, 2023
By Gregory A. Markel and Gershon Akerman, Seyfarth Shaw LLP

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Securities Litigation
NERA: First Half Securities Suit Filings Point to Overall Full-Year Increase

August 7, 2023
By Kevin LaCroix, RT ProExec

Linked with permission from Kevin LaCroix and The D&O Diary

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Securities Litigation
Verizon Hit with Lead Telephone Cable-Related Securities Suit

August 2, 2023
By Kevin LaCroix, RT ProExec

Linked with permission from Kevin LaCroix and The D&O Diary

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Securities Litigation
Cornerstone Research: 1H23 Securities Suit Filings Increased Relative to 2H22

July 24, 2023
By Kevin LaCroix, RT ProExec

Linked with permission from Kevin LaCroix and The D&O Diary

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Shareholders Derivative Litigation
Federal Court Derivative Suit Dismissed Based on Forum Selection Clause, Despite Exchange Act Claims

July 17, 2023
By Kevin LaCroix, RT ProExec

Linked with permission from Kevin LaCroix and The D&O Diary

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Securities Litigation
Baxter Hit with Supply Chain-Related Securities Class Action Lawsuit

July 16, 2023
By Kevin LaCroix, RT ProExec

Linked with permission from Kevin LaCroix and The D&O Diary

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Securities Enforcement
U.S. Supreme Court Takes Up Case Concerning the SEC’s Use of In-House Court

July 5, 2023
By Kevin LaCroix, RT ProExec

Linked with permission from Kevin LaCroix and The D&O Diary

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Quantitative Tightening
Is QT making D&O Policies a Liquid Asset?

June 26, 2023
By Sarah Abrams, Bowhead Specialty

Linked with permission from Kevin LaCroix and The D&O Diary

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Shareholders Derivative Litigation
Ninth Circuit En Banc Ruling Upholds Forum Selection Clause

June 20, 2023
By Kevin LaCroix, RT ProExec

Linked with permission from Kevin LaCroix and The D&O Diary

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ESG
Next Up on the ESG Front: Greenhushing?

June 19, 2023
By Kevin LaCroix, RT ProExec

Linked with permission from Kevin LaCroix and The D&O Diary

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Securities Litigation
Even in Direct Listing, Section 11 Plaintiff Must Trace Shares to Registration Statement

June 1, 2023
By Kevin LaCroix, RT ProExec

Linked with permission from Kevin LaCroix and The D&O Diary

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Director and Officer Liability
Failure to Prevent Fraud – the New Company Exposure

May 17, 2023
By Mark Sutton and Leah Barratt, Clyde & Co.

Linked with permission from Kevin LaCroix and The D&O Diary

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Coronavirus
Disney Hit With Securities Suit with COVID-Related Allegations

May 15, 2023
By Kevin LaCroix, RT ProExec

Linked with permission from Kevin LaCroix and The D&O Diary

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Securities Litigation
First Republic Bank Hit with Banking Crisis-Related Securities Suit

April 25, 2023
By Kevin LaCroix, RT ProExec

Linked with permission from Kevin LaCroix and The D&O Diary

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Shareholders Derivative Litigation
The Derivative Suit Against the Fox Board Just Got a Lot More Interesting

April 20, 2023
By Kevin LaCroix, RT ProExec

Linked with permission from Kevin LaCroix and The D&O Diary

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Press Highlight
ESG and Corporate Purpose: Their Current Status and How They Relate

April 19, 2023
By Greg Markel, Giovanna Ferrari, and Sarah Fedner, Seyfarth Shaw LLP

Linked with permission from Kevin LaCroix and The D&O Diary

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Press Highlight
Why are securities class action mediations different than mediations of other types of claims?

March 20, 2023
By Greg Markel and Sarah Fedner, Seyfarth Shaw LLP

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