[WEBINAR] Who's Zoomin' Who? Virtual FINRA Hearings

[WEBINAR] Who's Zoomin' Who?  Virtual FINRA Hearings
[WEBINAR] Who's Zoomin' Who?  Virtual FINRA Hearings, Mediations and Developments in a Real Life World
2 NY Credits; 2 Skills; 2 NJ Credits: 2 General

Program Co-sponsor: NYCLA’s Securities and Exchanges Committee


Program Chair: Susan L. Harper, Managing Director, Bates Group, Co-Chair NYCLA Securities & Exchanges Committee (moderator)


Faculty: Richard BerryExecutive Vice President and Director of FINRA Dispute Resolution ServicesRalph BlascovichManaging Director and Expert Witness, Bates GroupCarlos Provencio, Associate General Counsel, Interactive BrokersPaula ShaffnerPartner and Chair, Securities Litigation and Enforcement, Stradley Ronon; Ellen SlippMediator, Ellen Slipp Mediation Services


Join us when we share tried and true insights and guidance on managing FINRA virtual hearings:


Topics we will cover:

  • FINRA Dispute Resolution Services Developments and Updates
  • Tips and Techniques to Best Present on a Virtual Platform (first step: unmute yourself)
    • FINRA Zoom Arbitration and Expungement Hearings –Panel Conference, Pre-hearing, Hearing itself
    • Handling Exhibits
    • Expert Witness Testimony –Witnesses Preparation, Virtual Direct and Cross Examinations
    • Virtual Mediations & Breakout Rooms
  • A Look Forward –Are Virtual Hearings here to stay after the pandemic is over?


Member: $35.00

Non-member: $50.00

NYCLA Securities & Exchanges Committee: $25.00


You must be signed in to register. If you do not have an account, you can create it for free.
For technical and account related issues, please contact us at dradjabov@nycla.org

After completing the checkout, you will receive a separate email with webinar access instructions. That email will arrive closer to the program start time. If you do not receive access email 1 hour prior to the program, please email dradjabov@nycla.org. We may not be able to accommodate requests sent later than 30 minutes before the start of the program.
12/2/2020 2:00 PM - 12/2/2020 3:40 PM

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