Committee Bio
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SECURITIES & EXCHANGES
Co-Chair
Robert L. Herskovits

Office Address
Herskovits PLLC
1065 Avenue of the Americas, 27th Fl.
New York, NY 10018

Phone: 212-897-5410
Fax: 646-558-0239
Email: robert@herskovitslaw.com


Robert L. Herskovits is a member of Gusrae, Kaplan, Bruno & Nusbaum PLLC, where he represents broker-dealers, investment advisory firms, and registered individuals in litigation, arbitration and enforcement matters before state and federal regulators and self-regulatory organizations.  Robert is routinely hired by broker-dealers and individuals during the investigative phase of a regulatory inquiry in an effort avoid an enforcement action.  Robert has substantial experience  in prosecuting and defending a wide range of disputes effecting the securities industry including employment disputes concerning raiding, bonuses, employee forgivable loans, and Form U4/U5 disclosure; trading disputes concerning market manipulation and insider trading; and sales practice disputes of every type.


Robert has been an active member of the Securities and Exchanges committee for many years and previously served as Vice-Chair of the committee.


Robert has been designated a 2011 Rising Star in business litigation by Super Lawyers, a Thomson Reuters Service.


Robert is admitted to practice law in the State of New York and various federal courts throughout the country.


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