CLE Detail

Wall St. and the Law: Customer Fund Protections after the Collapse of MF Global and Peregrine -- What Regulatory Changes Are Taking Place

Tuesday, June 18, 2013, 6:00pm - 8:00pm

Registration for this course is now closed.

Intended Audience:

Non-attorneys (No CLE) may attend for $25. Register above as "Law Office Staff."

MuBany (Muslim Bar Association) members call 212-267-6646 ext 215 to receive discount or mail/fax order form


Click Here to download June order form

Location: 2nd floor auditorium

Course ID: C06182013

Number of Sessions: 1

Credits: 2 NJ MCLE General Credits
2 NY MCLE Credits: 0.5 Ethics; 1.5 PP; Transitional and Non-transitional

Course Description:

Join a panel of experts as they discuss the protection of customer funds in the wake of the collapse of MF Global and Peregrine and the regulatory changes that are taking place. Some of the specific topics to be discussed are:

  • How are customer funds better protected after the failures of MF Global and Peregrine Financial Group
  • What regulatory changes are still being considered
  • How do fund protections differ in the future/swaps space versus securities accounts and globally
  • What is the impact on the industry as a result of these regulatory changes



Program Co-Sponsor: New York Law (NYLS) School Financial Services Law Institute

Moderator: Prof. Ronald H. Filler, NYLS Professor of Law and, Director, Financial Services Law Institute, NYLS


Faculty: Steven Lofchie,  Cadwalader Wickersham & Taft; Robert L. Sichel, Pacific Global Advisors 






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