forgot your info?
   


ONLINE VIDEO - 2015 Securities Litigation & Regulatory Enforcement Conference

Thursday, April 23, 2015

Registration for this course is now closed.

Intended Audience:

  ============================================
NOTE: THIS IS ONLINE VIDEO VERSION OF THE COURSE.

THE VIDEO LINK WILL BE SENT TO YOUR EMAIL ADDRESS WITHIN 1 BUSINESS DAY.
============================================

Course ID: OV042315

Credits:
7.5 NY Credits: 2 Ethics; 1 Skills; 4.5 PP; Non-transitional

Course Description:

Join us for a full-day conference that will focus on the following topics:

  • New Regulatory Landscape Reform, Proceedings, Investigations
  • Developments in White Collar Matters & Insider Trading Cases in the wake of Newman
  • Commodities, Futures and Derivatives – The Increasing Regulatory Reach
  • Raising Capital & New Financial Services Companies, Unregulated Broker Dealers and Unregistered Offerings: Legal  Issues Surrounding Crowd Funding and Reg A+, Bitcoin, Apple Pay and Micro Cap Securities
  • General Counsels Litigation & Arbitration Hot Topics
  • Issues, Advice and Ethical matters when advising Financial Services Compliance Personnel

Faculty:

Program Co-chairs: Susan L. Harper, Bates Group LLC; Matthew C. Plant, Bressler, Amery & Ross, P.C; George Arnett, McCarter & English; Sabeena Ahmed, BOCI Commodities & Futures (USA) LLC

Faculty (In Formation): Stephen Younger, Patterson, Belknap, Past President NYSBA; Richard Owens, Latham & Watkins; Ralph Siciliano,  Tannenbaum Helpern Syracuse & Hirschtritt LLP; Stephen Obie, Jones Day; Ronald Filler, New York Law School and Director of the NYLS Financial Services Center; Bruce Fekrat, Chicago Mercantile Exchange; Greg Kramer, Partner, Haynes & Boone; Jeff Abramczyk, HSBC; Jill Del Monico, Bank of America; Ellen Slipp, Citigroup; Jake Zamansky, Zamansky LLC; Sabeena Ahmed, BOC International (USA) Holdings, Inc.; George Arnett, McCarter & English & Chair of NJSBA Securities Committee; Matthew Plant, Bressler Amery and Chair, NJSBA Securities Committee; Linda Lerner, Crowell & Moring, Chair, Midtown Regulatory and Compliance Group; Gordon Eng, SKY Harbor Capital Management, LLC, NYCLA Board of Director; Andrew Stemmer, Deutche Bank; Lyle Roberts, Cooley; Cathy Foti, Morvillo Abramowitz Grand Iason & Anello PCJack Lerner, The Prudential Insurance Company of America; Chaim A. Levin, Tradition; Andrew Melnick, RCS Capital; Michelle MacDougall, Societe Generale Americas; David Rosenfeld. Associate Regional Director, SEC; Paul Murphy, NJ US Attorney's Office; Steven Lofchie, Cadwalader Wickersham & Taft LLP; Norman Arnoff, Law Offices of Norman Arnoff; John Kelly, McCarter & English, LLP



Original Tape Date: April 23, 2015

All Programs include: (1) Affirmation and (1) Evaluation Form and Course Materials.

To receive CLE credit for program in Online Video Format: Online Videos
are embedded with CLE codes that you must type into a supplied
online affirmation sheet. Submit the online affirmation to the NYCLA
CLE Institute to be issued a CLE certificate. 
We recommend that you watch the video as soon as possible. We can only issue CLE credit if the law is still current. The date of your signed affirmation will determine the date of your CLE certificate.

Course Materials: The link to download course materials will be listed on the Online Video webpage.

 

Back to Previous Page

 

 
You have 0 items
in your cart
 
     
an ICVM Group site.